Job Title

Join to apply for the Manager - Risk & Advice role at E&P Financial Group Company Overview E&P Financial Group (E&P) is a diversified financial services business, servicing clients across wealth management, funds management, corporate advisory, institutional sales and trading, and research. We provide high-quality, market-leading financial advice for individuals, families, for-purpose organizations, corporates, and institutions. Role Summary As a key member of the Risk & Advice (Line 1) team, you will work closely with Advisers, Associates, and Risk & Compliance (Line 2) to promote and enhance E&P Financial Groups culture of compliance and robust risk management framework. Your responsibilities include providing ongoing guidance, coaching, and training to ensure effective risk identification and management in a dynamic financial landscape. Key Responsibilities Conduct ongoing and thematic supervision and reviews of investment and strategic advice. Assist Advisers and Associates with advice provision through guidance and feedback. Facilitate regulatory process management using technology systems. Coach and train advisers and associates. Prepare reports for risk and compliance committees and senior management. Support investigations into incidents and complaints with Risk & Compliance (Line 2). Qualifications & Experience Applicants should have 1-3 years of relevant risk and/or compliance experience, preferably in wealth management and stockbroking. A bachelors degree in any discipline and RG146 (Financial Planning) or equivalent are required. Strong verbal and written communication skills are essential, along with the ability to manage multiple priorities and handle complex matters effectively. #J-18808-Ljbffr