About the roleLead and enhance compliance strategies for a dynamic financial services firm. Report to the executive leadership team and work closely with advisers, paraplanners, and CSOs to ensure adherence to licensee standards.Monitor compliance with AFSL conditionsUpdate and implement compliance proceduresOversee audits and review adviser advice filesDeliver compliance training and coachingEnsure adviser CPD and documentation standardsSkills & ExperienceProven compliance background in financial servicesExperience in coaching and training financial advisersStrong knowledge of AFSL and advice regulationsSkilled in Xplan and financial planning platformsEffective communicator with leadership skillsBenefitsCompetitive salary with annual bonusesOngoing training and professional developmentClear career progression pathwaysWellness programs and work-life balanceStable team with low staff turnoverAbout the company/ CultureOur client is a national financial services business with an office located in Central Adelaide. They''re known for their quality of advice and are deeply committed to excellence and ethics.Their staff enjoy working here because of the supportive, collaborative team culture, commitment to development, and a genuine focus on employee wellbeing.How to applyClick APPLY or contact Scott Munro on 0468 496 046 for a confidential discussion. You can also send your resume to scott@bentleyrecruitment.com.au. #J-18808-Ljbffr
Job Title
Compliance Manager