Job Title

Direct message the job poster from La Trobe FinancialAustralia''s premier Alternative Asset Manager since 1952. Our culture combined with our commitment to service and our customers has seen La Trobe Financial grow to over $20 billion Assets Under Management and over 550 employees deployed across Melbourne and Sydney. For over 70 years, we have been trusted to deliver marketing leading returns and to provide financial solutions that make dreams into reality.The OpportunityWe are looking for an experienced Senior Compliance Officer to join our Line 2 team in our Risk & Governance Division. In this pivotal role, youll provide expert advice, guidance, and oversight to help La Trobe Financial enhance its compliance practices.You''ll collaborate with our Compliance, Risk, Assurance, and Legal teams to manage key compliance activities and contribute to the enhancement of our compliance management framework.Key ResponsibilitiesSupport the ongoing review and strengthening of the Compliance Management Framework, including Compliance Plans, Policies and Processes, Regulatory Change Impact Assessments and compliance obligations management.Provide compliance advice to the business that is practical and commercially adept.Manage the investigation, and preparation of breach assessments and related notifications to Regulators.Manage, and respond to, third party requests and regulatory notices for information under legislative instruments or powers.Assist with the preparation and lodging of statutory and regulatory reports or filings.Assist with the preparation of compliance related management reporting to governance committees/board.Assist with and maintain governance processes for Authorised Representatives, marketing material and training activities.Collaborate with Compliance, Risk and Legal team members and foster a positive and risk-aware compliance culture.Provide mentorship to junior team members.About YouAt least 5 years of compliance experience in the financial services sector, preferably within the Line 2 function.Tertiary qualifications in Law, Commerce, or Risk Management an advantage.Strong understanding of the financial services and asset management regulatory landscape (e.g., AFSL/ACL, Corporations Law, Responsible Lending, AML/CTF, Privacy).Excellent written and verbal communication, analytical and problem-solving skills, and the ability to influence and negotiate outcomes effectively.Ability to establish credibility and foster a positive compliance culture.Experience mentoring and training more junior team members.Employee BenefitsWere all about balance delivering great work and enjoying the journey. Alongside a competitive salary, here are some perks that make working here even better:Celebrate your birthday with a paid day off, just for you!Give back with paid volunteer days to support causes you care about;More time for you purchase additional annual leave when you need it;Support for families 18 weeks paid primary carer parental leave plus superannuation contributions;Wild perks free annual membership to Taronga Zoo and Collingwood Football Club!Wellbeing first access to our Employee Assistance Program (EAP);Keep growing with ongoing training and development opportunities;Unforgettable socials from team events to celebrations youll actually want to attend! andRetail therapy enjoy discounts through Reward Gateway.Please note, only shortlisted applicants will be contacted.Seniority levelSeniority levelAssociateEmployment typeEmployment typeFull-timeJob functionJob functionAnalystReferrals increase your chances of interviewing at La Trobe Financial by 2xGet notified about new Compliance Officer jobs in Melbourne, Victoria, Australia.Melbourne, Victoria, Australia 1 week agoSenior Manager, Compliance & Ethics (Bangkok Based, Relocation Provided)Melbourne, Victoria, Australia 1 week agoSenior Compliance Manager, Financial ServicesManager - Corporate Secretarial - Entity Compliance and GovernanceMelbourne, Victoria, Australia 2 weeks agoSenior Manager, Regulatory Compliance Line 1 RiskMelbourne, Victoria, Australia 2 weeks agoGovernance Risk and Compliance Manager, AWS SecurityMelbourne, Victoria, Australia 1 week agoRisk & Compliance Manager (12- 14 month fixed term)Melbourne, Victoria, Australia 2 days agoSenior Manager, FinCrime Compliance (Bangkok Based, Relocation Provided)Melbourne, Victoria, Australia 2 weeks agoCampbellfield, Victoria, Australia 2 weeks agoMelbourne, Victoria, Australia 1 week agoRisk & Compliance Consulting Senior Manager (Credit and Model Risk)Melbourne, Victoria, Australia 7 months agoMelbourne, Victoria, Australia 1 week agoCaulfield South, Victoria, Australia 2 weeks agoMelbourne, Victoria, Australia 1 week agoMulgrave, Victoria, Australia 1 month agoMelbourne, Victoria, Australia 1 week agoMelbourne, Victoria, Australia 1 week agoMelbourne, Victoria, Australia 2 weeks agoDoncaster, Victoria, Australia 3 weeks agoMelbourne, Victoria, Australia 1 week agoMelbourne, Victoria, Australia 1 week agoMelbourne, Victoria, Australia 2 weeks agoSenior Legal and Compliance Operations OfficerMelbourne, Victoria, Australia 2 days agoMelbourne, Victoria, Australia 2 weeks agoMelbourne, Victoria, Australia 2 weeks agoMelbourne, Victoria, Australia 2 days agoSenior Compliance Officer - Detection and MonitoringSouth Melbourne, Victoria, Australia 1 month agoMelbourne, Victoria, Australia 5 days agoBlackburn, Victoria, Australia 3 months agoMelbourne, Victoria, Australia 3 days agoMelbourne, Victoria, Australia 5 days agoMelbourne, Victoria, Australia 5 days agoMelbourne, Victoria, Australia 1 week agoWere unlocking community knowledge in a new way. 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