Job Title

Direct message the job poster from Ord MinnettWe are seeking a strategic and analytical Risk Manager to join our Compliance Team in Ord Minnett''s Sydney office. The successful candidate will be responsible for identifying, assessing, and mitigating operational, regulatory, and compliance risks across the firms wealth management business. This role supports Ord Minnetts broader risk management framework by embedding a strong culture of accountability, promoting regulatory awareness, and enhancing the overall quality of operational controls. The ideal candidate will demonstrate sound judgement, a keen eye for regulatory change, and the ability to convert complexity into actionable insights - all while building strong relationships across the business and with regulators.Primary responsibilitiesThe Risk Manager will support the Head of Compliance and broader Operational, Risk & Compliance functions in delivering the following:Lead the identification and monitoring of operational, regulatory and compliance risks across all business areas.Coordinate comprehensive control testing programs across key business lines.Design and enhance risk and compliance policies in line with legal reforms, market developments, and internal risk appetite.Maintain and update the enterprise risk register, including tracking of incidents, breaches, and remediation actions.Liaise with regulators (ASIC, AUSTRAC, ASX, ATO) to manage correspondence, submissions, and support inspections or inquiries.Support project work including the implementation and refinement of control frameworks.Advise on new financial products, corporate communications, marketing materials, and client disclosures to ensure regulatory compliance.Oversee the complaints and breach management framework, including escalation protocols and root cause analysis.Deliver periodic risk and compliance training across the firm, including induction and thematic sessions.Evaluate and manage third-party risks related to introducers, licensees, and outsourced vendors.Assist in the preparation and delivery of internal risk reports to key stakeholders and Board committees.Contribute to a high-performance team culture by mentoring junior team members and fostering collaboration.Ideally, you''ll have:At least 5 years experience in risk and/or compliance within the financial services or wealth management sector.Sound understanding of AFSL obligations, ASIC regulatory guides, and ASX market integrity rules.Familiarity with regulatory reporting platforms (e.g. ASIC Regulatory Portal, AUSTRAC systems).Experience dealing with regulators and navigating complex compliance and risk issues.Ability to translate regulatory developments into practical risk solutions.Excellent stakeholder management, written communication, and analytical skills.Qualifications / accreditations in a relevant discipline including Governance and Risk, Financial Advice, Finance, Law, Economics or Business.High integrity and a commitment to upholding regulatory standards and ethical behaviour.Elevate your career where you''ll become an integral part of Australia''s premier wealth management group. Join us in shaping the future of the Australian investment landscape and be part of a team that values excellence, cohesiveness, a great work culture, where you''ll be an integral part of a team committed to delivering top-tier services.Ord Minnett does not accept unsolicited resumes from recruitment agencies and search firms. Please do not email or send unsolicited resumes to any Ord Minnett employee, location or address. Ord Minnett will not be responsible for, and will not pay, any fees, commissions or other payments related to unsolicited resumes.Seniority levelSeniority levelNot ApplicableEmployment typeEmployment typeFull-timeJob functionJob functionLegal, Finance, and ManagementReferrals increase your chances of interviewing at Ord Minnett by 2xGet notified about new Risk Manager jobs in Sydney, New South Wales, Australia.Sydney, New South Wales, Australia 3 days agoSydney, New South Wales, Australia 1 month agoSydney, New South Wales, Australia 2 weeks agoSydney, New South Wales, Australia 6 days agoSydney, New South Wales, Australia 2 weeks agoSydney, New South Wales, Australia 2 weeks agoNorth Sydney, New South Wales, Australia 6 days agoSydney, New South Wales, Australia 2 days agoSenior Manager, Operational Risk, AustraliaSydney, New South Wales, Australia 5 days agoSydney, New South Wales, Australia 3 days agoWere unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr