Job Title

Securities Paralegal/Compliance Administrator Be among the first 25 applicants Direct message the job poster from Canadian Compliance & Regulatory Law Canadian Compliance & Regulatory Law (CCRL) is Winnipeg-based established Canadian law firm focused on delivering targeted, strategic, value-added advice and services to registrants in the Canadian investment industry. We provide legal and regulatory counsel and compliance services to portfolio managers, investment fund managers, investment dealers, mutual fund dealers and exempt market dealers across Canada. We are securities and compliance professionals who have dedicated our careers to servicing registrants in the Canadian securities industry. Our role is to support firms, advisors and their compliance and legal professionals and we seek to deliver value to internal stakeholders and ultimately end clients and investors. We are lawyers, compliance professionals and administrators. Together, we are CCRL. The Role Working primarily in a remote environment, the Securities Paralegal/Compliance Administrator would be responsible for providing ongoing administrative support to the CCRL team including managing project initiatives related to regulatory requirements, drafting policies and documents, research, compiling and preparing reference materials, attending to firm and individual registrations via NRD and direct filings with securities commissions. The Securities Paralegal/Compliance Administrator will also act as a liaison between the CCRL team and client groups which would include planning meetings, coordination of CCRL and regulatory initiatives and maintenance of ongoing compliance/regulatory requirements with client groups. What do we want? A Paralegal with a minimum of 3 years of experience in the financial services industry (Compliance/Securities/Corporate areas). Strong knowledge of Canadian Securities Law. Demonstrated analytical and research skills. Proficiency in using Microsoft Office (including Outlook, Word, Excel and PowerPoint). Strong organizing, planning and prioritization skills, interpersonal and time management. Energetic, detail-oriented and strong commitment to quality, customer service and teamwork. Strong verbal and written communication skills. Ability to work in a hybrid office environment (combination of work from home and work at client locations). Experience with the National Registration Database (NRD) would be considered an asset. Experience with SEDAR+ would be considered an asset. If you are interested, please send us a cover letter, resume and references to Don Campbell at by October 31, 2025. We thank all applicants for their interest, however only applicants selected for an interview will be contacted. #J-18808-Ljbffr