Please be advised that only applicants who are shortlisted will be contacted.Must Have Requirement:Minimum of 5-7 years of experience in:Regulatory ComplianceClient OnboardingTrade Control/Trade Desk Support or operations preferably in the Capital Markets line of business Regulatory Environment - Financial Services -: Familiarity with applicable foreign and domestic jurisdictional and company-specific regulations, policies and guidelines affecting business practicesDodd Frank (CFTC & SEC)CSAEMIRMiFIDHKMAMASASICCAT NMSCIRO (IIROC)Familiarity with Capital MarketsClientele
Job Title
Associate – Regulatory Client Outreach