We are seeking a passionate Compliance Officer to enhance our Wealth Management team''s compliance efforts. Apply your compliance expertise and proactive problem-solving skills to make a significant impact. In this full-time role, you will address compliance inquiries while ensuring adherence to applicable securities laws. With a background of at least 2 years in the industry, you will assist in policy development and monitor trade activities, maintaining standards that protect investors'' interests and the firms integrity. Key Responsibilities: Manage compliance inquiries and policy application Assist in policy development for compliance initiatives Monitor compliance with relevant securities laws Conduct comprehensive trade reviews Maintain up-to-date registration for the firm Requirements: At least 2 years of compliance or investment experience Strong communication skills in English Completion of Canadian Securities Course or equivalent Effective problem-solving abilities Positive attitude with attention to detail Bring your passion for compliance and customer service to a firm that values your growth and supports work-life balance. #J-18808-Ljbffr
Job Title
Energetic Compliance Officer Needed for Growing Wealth Management Firm