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Work Location: Toronto, Ontario, Canada Hours: 37.5 Line Of Business: Compliance Pay Details: $76,800 - $115,200 CAD. TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices are designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate''s skills and experience, jobrelated knowledge, geographic location, and other specific business and organizational needs. Job Description The TD Securities Compliance team is seeking a Senior Compliance Officer (Associatelevel) to join the Surveillance Data Quality Team. The team supports the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA, and APAC) and key stakeholders to execute an industryleading dataquality framework. The Data Quality Team works with the TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, FirstLine Risk and Control, and Front Office Technology to deliver a surveillance data quality framework that includes policies and procedures for effective data governance; data completeness and accuracy checks; surveillance inventories (define surveillance critical data elements); dataquality monitoring tooling and metrics. The ideal candidate will have strong expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large financial institution. Key Responsibilities Data Governance & Quality Strategy: Assist the Data Quality Director in the development and implementation of a robust data quality framework for trade surveillance, ensuring data integrity across multiple trading desks and asset classes. Surveillance Data Management: Support the ingestion, transformation, and validation of trading data from multiple sources (e.g., order management systems, execution platforms, and market data feeds). Regulatory Compliance & Risk Management: Help to ensure TDS meets regulatory requirements as it relates to surveillance data (e.g., SEC, CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. Technology & Automation: Collaborate with Technology teams and the CDO to enhance data pipelines, improve data validation processes, and create monitoring tools to detect anomalies in surveillance data. Issue Resolution & RootCause Analysis: Assist in the investigation and remediation of surveillance dataquality issues and help implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. Stakeholder Engagement: Collaborate with Trade Surveillance teams, CDO, Compliance Technology, and Front Office Technology on surveillance data quality issues. Support the Data Quality Director in reporting on data quality issues. Depth & Scope Works independently as the senior officer and may coach and educate others. Individual contributor role providing specialized expertise or may lead a small team of specialists. Considered a subject matter expert within a given area working closely with business partners, auditors and/or regulators. Contact for business management, regulators and external/internal auditors with assistance from Management, dealing with routine information. Provides daytoday interaction and support to Management. Oversees/executes and/or performs tasks from end to end. Focuses on short to midterm issues (e.g. monthlyquarterly). Education & Experience Bachelors degree or progressive work experience. 5-7 Years of related experience. Preferred Qualifications Bachelors degree in Finance, Data Science, Computer Science, or related fields. Experience in surveillance data quality at a large investment bank. Demonstrated knowledge and capabilities in supporting a robust surveillance data governance framework, trade surveillance tools (e.g., SMARTS, Actimize, Trading Hub), and communications surveillance tools (e.g., Behavox). Understanding of trading in equities, fixed income, FX, and derivatives markets, as well as market abuse and trade manipulation typologies. Proficiency in SQL, Python, or other data analytics tools for largescale data processing and validation. Strong analytical skills, attention to detail, and ability to communicate complex data concepts to nontechnical stakeholders. Experience with AI/MLdriven surveillance models and automation techniques. Our Total Rewards Package Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental wellbeing goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and wellbeing benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more Language Requirement (Quebec Only) Sans Objet #J-18808-Ljbffr