A prominent financial service firm in Toronto is seeking a Manager, Trade Compliance to oversee the Trade Surveillance Program and ensure regulatory compliance. The ideal candidate will have at least 7 years of experience in broker/dealer relations and compliance, along with strong interpersonal skills and proficiency in Microsoft Excel. This hybrid role offers competitive compensation and opportunities to foster professional growth. #J-18808-Ljbffr
Job Title
Trade Compliance Manager – Surveillance & Risk Oversight