Direct Responsibilities:EXPERIENCE IN GLOBAL MARKETS IS MANDATORY. PLEASE DO NOT APPLY IF YOU DO NOT HAVE EXPERIENCE IN GLOBAL MARKETS.1. PROTECTION & RISK REMEDIATION: o Strengthen FO to End control set up through the declaration, investigation, analysis of operational risk incidents o Contribute to determine risk reduction actions & coordinate ad-hoc global remediation plans o Drive the Métier in the answer, follow up and closure of any internal or external recommendation o Materialize, maintain & improve the FO control plan 2. PREVENTION: o Risk Assessment: Perform Risk Assessment at FO level & coordinate Control Plan design and upgrade; roll out the combined RCSA & CRI in APAC o Develop and manage operational risk monitoring measures and reporting (e.g. KRI, Risk Control SelfAssessment (‘RCSA’), Conduct Risk Identification (‘CRI’)) In charge of maintaining the control plan & review the results of controls. o Contribution to the rationalization, cleaning, efficiency of controls while reducing risks o Conduct training and awareness sessions aiming to strengthen a risk mitigation culture. 3. SUPERVISION - VALIDATION PROCESS (TAC/NAC Coordination): • Validation process: Coordinate the internal validation of exceptional transactions, new activities, proprietary custom index or automated trading strategies; Provide advisory to FO and Functions on operational risk assessment throughout the validation process. Ensure adherence to the relevant policies & proper implementation of actions points. Ensure timely implementation of conditions. Conduct Post-Implementation Review • Ensure the quality and consistency of OPC comments; • Ensure the timely implementation of blocking and non-blocking conditions; • Provide advisory to FO and Functions on operational risk assessment throughout the validation process; • Supervise Ad’hoc business reviews and post-implementation follow-up. 4. GOVERNANCE: • Coordinate and contribute to the internal control Governance forums and provide advisory on operational risk governance • Participate actively and manage GM contribution to other Permanent Control Committees; • Contribute to the Regulatory Permanent Control (RPC) global governance forums and oversee the roll out of the regional RPC governance in APAC; Review the Regulatory governances, and drive changes especially in APAC when required based APAC regulatory control plan. • Contribute to specific FO processes governance (e.g. Custom Indices, SPV, etc) • Coordinate with LOD2&3 on permanent control related topics Contributing Responsibilities TEAM MANAGEMENT: Accountable for the service deliver by the team, provide solution to the team on BAU bottle necks, organize BAU and ensure delivery of BOW, ensure continuity of Business, communicate regularly to Onshore Manager/ Team on issues that are significative regardless of his type (HR/ Production, etc..), ensure team development in the LT & talent retention. Technical & Behavioral Competencies Classification : Internal Working experience: 10 years’ experience, with at least 4 years experiences in managing teams: coaching, career development. 5 years working experience on control maintenance, design, remediation within Operational & Regulatory risks. 5 years working experience within Global Market activities. First experience in change management, outsourcing project. Good knowledge of Microsoft Office applications (e.g. Powerpoint, Word), proficient Excel. Advanced technology skills is a plus (incl. VBA, Python, POWER BI)
Job Title
Operational Risk AVP/VP