Job Title

To assist the Team Supervisor on the audit to deliver the Audit Planning Memo, Controls Document, agree issues and action plans with management and submission of draft report to the Team Supervisor and Team Lead for review.Well understands the different Financial Market and Treasury products viz – Forex, MM, Bonds, Swaps, Bullion, Metals, Equity and Derivatives.Demonstrate sound knowledge of both business/technical areas to ensure that audit work is carried out to a high standard that meets all methodology.Demonstrate sound knowledge of regulations governing the financial market (RBI, FEDAI, etc.)Ensure that the entity frames policies and procedures relating to all treasury activities and review them for adequacy and coverage.Verify existence of satisfactory controls exist in the processing of dealsTo check that there is accurate recording and accounting of positionsEnsure that their there is proper documentation procedures and filing systems in place.Ensure that limits are set for different procedures and they are adhered to in a consistent manner.Thorough with all the risk types and is knowledgeable in advising on ways to mitigate them.To embrace and demonstrate effective Audit report writing & presentation skills (Planning, Execution, Discussion, Clarification, Finalisation, Documentation into system etc.)