Job Title

Core Responsibilities: IT Compliance Manager- InspectionsTo enable efficient conduct of Onsite Inspection conducted by RBI including timely submission of data / information to RBI which includes the following: Timely dissemination of RBI request to stakeholders in the Bank Collating and reviewing (at maker level) the information to be submitted to RBI inspectors. Ensuring timely submission of the information requested by the Inspection team. Effective Coordination with internal stakeholders and RBS inspection team. Ensures following activities pertaining to Preliminary Risk Assessment Report (PRAR), Risk Assessment Report (RAR), Proposed Risk Mitigation Plan (PRMP) and Risk Mitigation Plan, Areas of Non-Compliance (AONC) are conducted smoothly. Collate the responses to the observations in the PRAR, RAR, PRMP and RMP. Co-ordinating with stakeholders within and outside Compliance unit for status of response review to the observations in the PRAR, RAR, PRMP and RMP Tracking of observation and record keeping as per the defined process. Submission of final IRAR, RMP & AONC response at Maker level on Daksh within the RBI given timelines. Track for update on Daksh Portal w.r.t IRAR, RMP & AONC response submission notification and follow up RBI SSM comments record update post initial submission of Bank’s response Collate quarterly submission of RBS Tranche 1 series data and annual submission of RBS Tranche II, Bank Profile to RBI. Conduct analysis/preliminary data validation of Tranche 1 series exception points and obtain the explanations for such exceptions from respective stakeholders. Liaises regularly and effectively with RBI officials for resolution of queries raised by the stakeholders in the Bank with respect to various RBI submissions. Disseminate, coordinate & monitor to ensure timely submission to RBI of adhoc information request received from RBI SSM team and various other departments of RBI. Disseminate, coordinate & monitor to ensure timely submission of adhoc returns published on Daksh Portal of RBI. Circulate Daksh communication to Regulatory Change Management team for information and necessary action. Disseminate, coordinate & monitor to ensure timely of routine regulatory reporting on CIMS/Data collector portal and any other activity / task as communicated by compliance senior management. MIS management relating to RBI Inspection.Strategic Responsibilities: Timely submission of the onsite / offsite / adhoc data & information sought by Reserve Bank of India (RBI) and ensuring responses to the RBI Inspection report are collated in a timely manner. Timely submission of RBS Tranche 1 series (Quarterly), Tranche 2 (Annual) data to RBI within the stipulated timelines. Ensure timely submission of adhoc returns published on Daksh portal by RBI. Assisting with regulatory inquiries and/or examinations. This may include coordination with regulators and other parties. Stay abreast of relevant changes to rules / regulations and other industry news including regulatory findings Additional duties as assigned.CA/CS/MBA with prior relevant experience of (i) Deputy Manager – fresher to 1 years; (ii) Manager – 2 to 4 years; and (iii) Sr. Manager – 5 to 7 years. Candidates well versed with recent developments as regards RBI regulations, will be preferred. Should have good verbal and written communication skills with an eye for detail. Ability to perform under pressure within the given time lines. Should possess good communication / interpersonal / problem solving skills and has to be a quick learner. Diligent, hard-working & a team player, with ability to drive outcomes when working with other stakeholders. Proficient in working on MS Office tools.