Job Title

Role : Sr. Manager - Internal Audit Experience : 8 to 12 Years Location : Mumbai Qualification : ,CA Job description :  Lead and execute internal audit engagements in accordance with defined audit methodologies and professional standards.  Drive the implementation of the annual Audit Plan, including detailed reviews of Internal Financial Controls and key operational processes.  Conduct risk-based audits covering financial, operational, and compliance areas to identify control gaps and process improvement opportunities.  Prepare and review high-quality audit reports, including audit memos, detailed workpapers, and actionable recommendations for process enhancements.  Perform audits and assessments in line with Master Directions and regulatory frameworks issued by RBI, SEBI, and other relevant authorities.  Review the accuracy and compliance of regulatory returns applicable to the NBFC sector, ensuring timely reporting.  Periodically review and update Policies and Standard Operating Procedures (SOPs) in response to regulatory updates and internal operational changes.  Monitor, track, and follow up on open audit findings, ensuring timely remediation and effective closure by relevant stakeholders.  Evaluate internal controls and risk management frameworks within audited processes, providing senior management with key insights.  Prepare and periodically update presentations and reports for the Audit Committee, highlighting key audit observations and trends.  Mentor and guide audit team members to enhance audit execution quality and support professional development.  Undertake special reviews, investigations, and other assignments as directed by the Department Head and Senior Management.