Job Title

Role : Internal Audit Officer Location : Lower Parel, Mumbai Experience : 3 to 5 Years Qualification : ,CA Job Description : • Lead and execute internal audit engagements in accordance with defined audit methodologies and professional standards. • Drive the implementation of the annual Audit Plan, including detailed reviews of Internal Financial Controls and key operational processes. • Conduct risk-based audits covering financial, operational, and compliance areas to identify control gaps and process improvement opportunities. • Prepare and review high-quality audit reports, including audit memos, detailed work papers, and actionable recommendations for process enhancements. • Perform audits and assessments in line with Master Directions and regulatory frameworks issued by RBI, SEBI, and other relevant authorities. • Review the accuracy and compliance of regulatory returns applicable to the NBFC sector, ensuring timely reporting. • Periodically review and update Policies and Standard Operating Procedures (SOPs) in response to regulatory updates and internal operational changes. • Monitor, track, and follow up on open audit findings, ensuring timely remediation and effective closure by relevant stakeholders. • Evaluate internal controls and risk management frameworks within audited processes, providing senior management with key insights. • Prepare and periodically update presentations and reports for the Audit Committee, highlighting key audit observations and trends. • Mentor and guide audit team members to enhance audit execution quality and support professional development. • Undertake special reviews, investigations, and other assignments as directed by the Department Head and Senior Management. Mandatory: - Candidates must have strong NBFC domain knowledge and experience of working with NBFC in Internal Audit space. - Experience of handling Internal Financial Control Reviews - Experience of managing Internal audit engagements independently with limited supervision.