Job Title

Con/ AM Location – Mumbai NP – Immediate/ 30 days/60days Years of exp- min 3 yrsRole SummarySeeking an Internal Audit professional to lead and executerisk-based auditsandInternal Financial Controls (IFC)/ICFRreviews across the Financial Services value chain (lending, payments, broking/wealth, asset management, treasury, risk & finance). The role spansaudit planning, walkthroughs, RACM, design & operating effectiveness testing , issue management, and management reporting in line withIIA Standardsand internal methodology. Exposure toregulatory control environmentsanddata-led testingis expected.Key Responsibilities Audit Planning & Fieldwork Developrisk-based audit plansand scopes aligned to the annual audit universe, risk appetite, and materiality. Conductprocess walkthroughs , documentRACM(Risk & Control Matrix), identify key controls and control objectives. PerformTest of Design (ToD)andTest of Operating Effectiveness (ToE)using sampling, re-performance, and data analytics. Prepareworkpaperswith strong traceability from risk → control → test → evidence → finding. IFC / ICFR LeadIFC/ICFRscoping and testing for entity-level, process-level, and IT-dependent controls; assessdeficiency severityand aggregation. Coordinate with Finance/Controllers onfinancial statement assertions , mapping ofsignificant accounts , andcontrol reliance . (If applicable) SupportSOX 404programs for global entities. Functional Coverage (Financial Services) Front-to-back processes:customer onboarding/KYC, credit underwriting, loan disbursals/collections, trade processing, settlements, reconciliations, GL close/financial reporting, treasury & ALM, liquidity, market/credit/operational risk reporting, regulatory reporting. Validatekey automated / application controls , EUCs, interfaces, reconciliations, access management, change management (in coordination with IT Audit). Issue Management & Reporting Identify controlgaps , root cause, and risk; agreeaction planswith owners and track to closure. Produceconcise audit reportswith ratings and practical remediation; present to management/committees. Executefollow-up/validationtesting and maintain issue registers. Data & Analytics (DA) Apply DA toscoping, sample selection, continuous monitoring(exception rules, trend analysis). Build repeatable scripts/dashboards usingSQL/Alteryx/Power BI/Tableau(or client tools). Governance & Standards Adhere toIIA International Standards , internal methodology, and QA expectations. Maintain awareness of relevant regulations/expectations across financial services (e.g.,RBI/SEBI/IRDAI , KYC/AML, operational resilience/BCM, outsourcing/third-party risk, information security/data privacy). Support regulatory and external audit interactions, andInternal Audit Quality Assurancereviews.Must-Have Skills & Experience Associate / Senior Associate (4–8 years) Demonstratedrisk-based internal auditandIFC/ICFRtesting experience in Financial Services/Banking/NBFC/ or Big 4/consulting. StrongRACM , ToD/ToE, sampling andevidencestandards; ability to articulateseverityandimpact . Exposure tofront-to-back processes(e.g., lending lifecycle, investment operations, reconciliations, close & reporting). Working knowledge ofExceland at least one DA tool (SQL/Alteryx/Power BI/Tableau). Clear writing and stakeholder communication; high attention to detail