About Us:Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the world’s leading financial groups. Headquartered in Tokyo and with over 360 years of history, MUFG has a global network with over 2,100 locations in more than 50 markets. The Group has over 160,000 employees and offers services including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing. The Group aims to “be the world’s most trusted financial group” through close collaboration among our operating companies and flexibly respond to all of the financial needs of our customers, serving society, and fostering shared and sustainable growth for a better world. MUFG’s shares trade on the Tokyo, Nagoya, and New York stock exchanges. MUFG Bank, Ltd. is Japan’s premier bank, with a global network spanning more than 50 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments and individuals worldwide. The Financial Crimes Office for EMEA (FCO EMEA) in London is part of the Global Financial Crimes Division headquartered in New York. It works to ensure that our organisation conducts its business such that we protect our reputation, our business, and our clients within the regulatory and legal framework. It is responsible for the establishment and maintenance of effective systems and controls to protect clients’ assets and to mitigate the risk that MUFG might be used to further financial crime.For more information, visit Global Services (MGS):Established in 2020, MUFG Global Services (MGS) is 100% subsidiary of MUFG Bank Ltd having offices in Bengaluru and Mumbai. MGS has been set up as a Global Capability Centre / Centre of Excellence to provide support services across various functions such as IT, KYC/ AML, Credit, Operations etc. to MUFG Bank officesglobally. MGS India has plans to significantly ramp-up its growth over the next 18-24 months while servicing MUFG’s global network across Americas, EMEA and Asia PacificAbout the Role:Position Title: ManagerCorporate Title: AVPInternal Title: ManagerLocation: BengaluruJob Profile:Position details:This function covers incumbents who are responsible for ensuring that all of the firm's activities follow the necessary rules and regulations, and that the firm complies with legal/regulatory boundaries and jurisdictions. Day-to-day focus is on resolution of complex problems or transactions, where expertise is required to interpret against policies, guidelines, or processes. Role at this level usually has full ownership for one or more processes, reports, procedures, or products, and may also be considered analytical or procedural experts representing a unit or team on cross-function process or project deliverables.Roles and Responsibilities:Conduct employee’s broker account reconciliation in connection with Personal Account DealingConduct reconciliation of employee attestations & declarations in connection with Outside Business Interests.Deploy use of data analytics and/or user toolsTimely escalation of exceptions to the Team LeadConduct validation of Management Action Plans in connection with review findingsSupport other duties, including special projects as assigned.Develop strong relationships and collaborate with key stakeholders.Work in partnership with regional colleagues to support the implementation of the Compliance Program.Work in partnership with compliance colleagues in ACO and in the regionSupport other departments/ business units upon request/ when necessary.Work in partnership with other Compliance teams to facilitate support to business units.Provide response to Internal Auditor, Testing, Surveillance and Thematic Review team on clarifications and issues raised.Job Requirements:Prior experience in PAD preferredPrior experience in large-volume scale project managementKnowledge of Process, Risk and Controls concepts preferredStrong analytical skills to interpret data and draw conclusionsGood communicator (both written and spoken)Excellent interpersonal skills and dealing with executives at all levelsData analytics skillsets (e.g. Alteryx and or other programming knowledge) is highly desirableRelevant compliance / accounting certifications is desirableEducation / qualifications:Bachelor’s Degree or equivalentExperience:8+ years of relevant experience in a Compliance or Controls functionEqual Opportunity EmployerThe MUFG Group is committed to providing equal employment opportunities to all applicants and employees and does not discriminate on the basis of race, colour, national origin, physical appearance, religion, gender expression, gender identity, sex, age, ancestry, marital status, disability, medical condition, sexual orientation, genetic information, or any other protected status of an individual or that individual's associates or relatives, or any other classification protected by the applicable laws.
Job Title
Manager-PAD-OBI Operations APAC [T500-24966]