TITLE: Compliance Officer (Minimum Qualification - Company Secretary) LOCATION: Mumbai JOB SUMMARY: We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. ROLES AND RESPONSIBILITIES: · Responsible for company affairs. · Represent the company in legal matters. · Provide legal and compliance perspectives to the business. · Managing compliance aspects. · Information memorandum. · SEBI / BSE / NSE guidelines. · Company law issuance. · Compliance management. · Periodic submission to the broking and DP compliance and operation team. · Handle SCORES (Sebi Complaints Redress System) for SMEST Capital Pvt. Ltd. · Manage Financial Intelligence Unit (FIU) · Keep a clean check and updates on the SEBI KYC Registration Agency (KRA). REQUIREMENTS: · Any Company Secretary with a minimum 1 year of experience as Compliance. · Freshers also can apply COMPANY PROFILE: SMEST Capital, is a fintech to provide solutions in the wealth management space through the use of technology as a medium. We are engaged in business of providing financial services. We are registered as stockbrokers in the New Debt Segment of BSE Limited. WHY SMEST Capital? · Salary at par with industry standards. · Employee oriented salary structure · Probable onsite opportunities. · Opportunity to learn and grow up at the same time. · Located in the midst of Khar-Bandra, The heart of Mumbai WEBSITE : : INSTRAGRAM : @smestcapital CONTACT : EMAIL ID:
Job Title
Company Secretary (Compliance Officer)