Our client, a fast-growing Wealth management company is looking to hire a mid-level Compliance Professional in Mumbai.Role focus:SEBI compliance across PMS, AIF & Mutual Fund DistributionRegulatory filings, audits & inspectionsReview of investor docs, contracts & agreementsAdvising business teams on regulatory frameworks (SEBI, FEMA, corporate laws)Strengthening governance, risk & compliance processesIdeal profile:Should be a qualified company secretary 5–8 years of experience in SEBI-regulated financial services with strong regulatory interpretation and stakeholder management skills.
Job Title
Compliance Manager