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Job Title


Wealth Compliance Analyst or Supervisor


Company : Meraki Talent


Location : Ponteland, North East


Created : 2025-05-15


Job Type : Full Time


Job Description

Wealth Compliance Analyst or Supervisor Newcastle Permanent Meraki Talents Financial Services client are looking for a Wealth Compliance Analyst or Supervisor to join their team in Newcastle.Take the next step in your career now, scroll down to read the full role description and make your application.This is a fantastic opportunity to join an expanding team and for this individual to play a large part in the functions growth and development over the coming years with a tangible progression path.Responsibilities of the Wealth Compliance Analyst or Supervisor: -Ensure client files comply with policies and regulatory standards -Provide support to financial advisors regarding their training, competency and compliance -Assist with the training for new hires with regards to compliance processes and standards -Provide compliance support to the business and the advisors Background of the Wealth Compliance Analyst or Supervisor: -Strong experience in compliance or audit within the financial services sector -Level 4 qualified DipFA, DipPFS, ect -Strong stakeholder management and business partnering skills -Exposure to UK regulations and products Please see our website page headed (eg) Privacy Notice for an explanation about how we use information we collect about you.