Job Title

Guideline Monitoring Analyst 600 p/d (inside IR35) Hybrid (3x days p/w office) Initial 6 monthsApplying for this role is straight forward Scroll down and click on Apply to be considered for this position.My client is a leading global investment management business looking to hire a Guideline Monitoring Analyst to provide an effective guideline and surveillance monitoring function for the business, as they move on to Charles River. Youll play a key role in ensuring effective pre- and post-trade monitoring across client, fund, and regulatory guidelines. You'll also support wider surveillance activities, including market abuse, best execution, and communications monitoring.The Guideline Monitoring Analyst is expected to:Tackle pre- and post-trade guideline monitoring and resolution of breaches.Coding of investment guidelines into Charles River.Market abuse surveillance and oversight of insider lists.Monitoring of best execution and communications (email/chat).Support client onboarding by reviewing investment restrictions.Assist with ongoing procedure documentation and project initiatives.The Guideline Monitoring Analyst must possess:Experience in investment guideline monitoring within asset management.Strong understanding of UCITS and regulatory frameworks (e.g. MiFID, AIFMD).Familiar with monitoring tools such as Charles River (preferred), thinkFolio, Sentinel, or Aladdin.Exposure to multiple asset classes, including equities, fixed income, and derivatives.Strong analytical skills, attention to detail, and a proactive mindset.Industry qualifications (IMC, CFA) or equivalent desirable.