Job Title

Our client, a forward-thinking and modern financial services firm are looking for a Senior Compliance Manager to join the team on a permanent basis. Scroll down to find an indepth overview of this job, and what is expected of candidates Make an application by clicking on the Apply button.As Senior Compliance Manager you will be responsible for overseeing and developing all aspects of regulatory compliance across the business. This includes ensuring the policies and processes remain fully aligned with FCA requirements as they scale and adapt.Role Responsibilities:Oversee and manage the firms compliance framework and strategyConduct and manage file reviews and quality assurance checksHandle FCA reporting (monthly and annual returns)Maintain day-to-day regulatory compliance across the businessConduct AML checks, including PEPs, SIPs, and RCAMaintain and update compliance policies and proceduresProvide ongoing compliance training to staff (annual and ad hoc)Ensure the business remains compliant through operational and structural changesIdentify and implement improvements in compliance processesProvide guidance and support to the wider team on regulatory mattersKey Skills & Experience:Level 4 Diploma in Financial Planning (or equivalent)Strong technical knowledge of regulatory frameworks within financial services, ideally within the Pensions sector. Demonstrated passion for pensions and financial planningExperience within a compliance function, ideally in a growing or dynamic business environmentAbility to communicate regulatory requirements clearly and effectivelyPlease note, should feedback not be received within 28 days due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.If you would like this job advertisement in an alternative format, please contact MERJE directly.