Surveillance ComplianceOur client is a global investment bank, who are seeking a compliance professional to take on a position in the firm’s markets surveillance function.Your responsibilities will include:Assist in performing daily surveillance of trading to ensure compliance with relevant regulationsInvestigating potential instance of market abuse and rule breaches and product detailed reports highlighting the abusive behaviourPlay an important part in delivery of a variety of initiatives across surveillance i.e. system testing and implementationHelp improve current systems and processes.Be the point of contact for policies and procedures that impact the surveillance spaceProduce and analyse reportsAs a successful applicant you will have:Demonstrated experience in the surveillance function of a financial services firm, preferably with experience of the equities marketsA working knowledge of the relevant FCA rules and regulations.Experience in surveillance project delivery.Strong attention to detail.Have excellent communication skills both verbal and written.For more information or to apply, please contact the compliance team on 020 33015821 or ben.hudson@
Job Title
Surveillance Officer