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Job Title


Surveillance Officer


Company : Black Swan Group


Location : St James, London


Created : 2025-06-19


Job Type : Full Time


Job Description

Surveillance Compliance Our client is a global investment bank, who are seeking a compliance professional to take on a position in the firms markets surveillance function.Apply fast, check the full description by scrolling below to find out the full requirements for this role.Your responsibilities will include: Assist in performing daily surveillance of trading to ensure compliance with relevant regulations Investigating potential instance of market abuse and rule breaches and product detailed reports highlighting the abusive behaviour Play an important part in delivery of a variety of initiatives across surveillance i.e.system testing and implementation Help improve current systems and processes.Be the point of contact for policies and procedures that impact the surveillance space Produce and analyse reports As a successful applicant you will have: Demonstrated experience in the surveillance function of a financial services firm, preferably with experience of the equities markets A working knowledge of the relevant FCA rules and regulations.Experience in surveillance project delivery.Strong attention to detail.Have excellent communication skills both verbal and written.For more information or to apply, please contact the compliance team on 020 33015821 or ben.hudson@blackswangroup.com