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Senior Compliance Manager - Private EquitySenior Compliance Manager - Private EquityGet AI-powered advice on this job and more exclusive features. MERJE are delighted to be exclusively partnering with this boutique Private Equity firm in their search for a Senior Compliance Manager in London. This critical hire offers an exciting opportunity to oversee compliance in a dynamic and fast paced environment and will play a crucial role in maintaining regulatory standards and fostering a culture of compliance across the business. Working closely with the GC/Head of Compliance, you will be responsible for: Maintaining a comprehensive understanding of applicable laws, regulations, and industry guidance Providing timely and practical compliance advice to investment teams, client services, operations, and senior management. Monitoring regulatory developments, assess the impact on the firm’s business, and propose updates to policies, procedures, and processes. Maintaining and update the firm’s Compliance Monitoring Programme Oversee regulatory reporting obligations (including FCA RegData returns, transaction reporting, suspicious transaction reporting, and breach notifications). Maintain the firm’s Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), and sanctions compliance frameworks. Support the General Counsel in maintaining regulatory records, compliance registers (breaches, conflicts of interest, gifts & entertainment, personal account dealing, etc.). Investigate regulatory breaches and compliance incidents, ensuring appropriate escalation, documentation, and remedial action. Experience/Skills/Qualifications: 3-5 years of broad based Compliance experience ideally gained in a Private Equity / Private Markets environment Practical knowledge of the FCA Handbook (particularly COBS, SYSC, MAR, FUND, and SM&CR). Strong relationship-building skills with the ability to engage proactively with colleagues at all levels Excellent report writing and presentation skills Seniority levelSeniority level Mid-Senior level Employment typeEmployment type Full-time Job functionJob function Finance Industries Financial Services and Investment Management Referrals increase your chances of interviewing at MERJE by 2x Get notified about new Compliance Manager jobs inLondon Area, United Kingdom . London, England, United Kingdom 3 weeks ago London, England, United Kingdom 2 weeks ago London, England, United Kingdom 2 months ago City Of London, England, United Kingdom 3 weeks ago London, England, United Kingdom 1 week ago Compliance Senior Director, Europe and InternationalLondon, England, United Kingdom 1 week ago London, England, United Kingdom 1 week ago City Of London, England, United Kingdom 1 week ago London, England, United Kingdom 4 days ago London, England, United Kingdom 3 days ago London, England, United Kingdom 1 week ago London, England, United Kingdom 4 days ago London, England, United Kingdom 5 days ago Associate Manager, Compliance - London COELondon, England, United Kingdom 22 hours ago London, England, United Kingdom 1 month ago Regulatory Compliance Manager, Amazon Payments UK (Compliance)London, England, United Kingdom 2 weeks ago Senior Compliance Officer (Compliance Testing)Manager, Compliance Operations, London COELondon, England, United Kingdom 4 hours ago Financial Crime Compliance Manager - DMLROLondon, England, United Kingdom 3 months ago London, England, United Kingdom 2 months ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.#J-18808-Ljbffr