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Compliance Monitoring Officer - Wealth ManagementJoin to apply for theCompliance Monitoring Officer - Wealth Managementrole atHurst Point Group Compliance Monitoring Officer - Wealth Management6 days ago Be among the first 25 applicants Join to apply for theCompliance Monitoring Officer - Wealth Managementrole atHurst Point Group Role can be based in London, Exeter, Bath, Taunton or Salisbury with Hybrid Working AvailableLooking for a compliance role where you can genuinely make an impact?If youre ready to apply your technical, product knowledge and compliance expertise in a role that combines challenge, responsibility and support, then wed love to hear from you.Where do you fit in?Working within our second line of defence team you'll be a key part of delivering effective oversight and actionable insights across a range of regulatory areas.Working closely with our Head of Compliance and Risk, youll help shape and execute our annual Compliance Monitoring Plan, conduct thematic and periodic reviews, and provide meaningful reporting that supports great client outcomes.Your Role Will InvolveTesting controls and carrying out in-depth monitoring reviews Collaborating with IT to build exception reports Focusing on key regulatory areas including Best Execution and Market Abuse Supporting Consumer Duty integration across our monitoring activities Producing clear, well-structured reports for senior leaders and governance bodiesYoull be part of a supportive, knowledgeable team where your input matters, within a business that values clarity, accountability and collaboration.If youre naturally curious, analytical, and focused on high standards, this could be the next step in your compliance career.Whats in it for you?A competitive salary + benefits including private medical insurance, paid birthday leave, and a staff discount platform A busy, varied role within a small knowledgeable team in an expanding business Professional growth within a positive, customer focused environment. Youll be part of a team that prioritises excellent client outcomesWhat do you need to succeed?Compliance monitoring and testing experience within investment or wealth management is essential, please Strong working knowledge of the FCA Handbook (COBS, DISP, COLL) Ability to interpret regulatory requirements and turn them into actionable insights. Clear, concise communication skills and a collaborative approachYou should be based within an easily commutable distance of our office in London, or Exeter, Bath, Taunton, or Salisbury.We work 37.5 hours per week, Monday to Friday, with hybrid working available after successful completion of your initial training period. Youll work 23 days per week in one of our offices, with the rest from home.To discover more about a career with us please visit - are committed to equality of opportunity for all, we care passionately about our staff and are committed to promoting and protecting the physical and mental health of all our employees.No Agencies PleaseLNKD1_UKTJ Seniority levelSeniority level Entry level Employment typeEmployment type Full-time Job functionJob function Finance Referrals increase your chances of interviewing at Hurst Point Group by 2x Sign in to set job alerts for “Monitoring Officer” roles.Planning Information and Monitoring OfficerLondon, England, United Kingdom 1 week ago London, England, United Kingdom 7 months ago London, England, United Kingdom 6 days ago London, England, United Kingdom 1 week ago London, England, United Kingdom 4 days ago London, England, United Kingdom 5 days ago Senior Compliance Monitoring Officer - InvestmentGreater London, England, United Kingdom 1 day ago London, England, United Kingdom 5 days ago Planning Information and Monitoring OfficerLondon, England, United Kingdom 1 day ago London, England, United Kingdom 23 hours ago London, England, United Kingdom 2 weeks ago London, England, United Kingdom 5 days ago London, England, United Kingdom 2 weeks ago London, England, United Kingdom 1 month ago London, England, United Kingdom 5 days ago Health & Safety Administrative AssistantLondon, England, United Kingdom 1 week ago Accountability & Learning Officer - Improve humanitarian responses through evidence and learningGreater London, England, United Kingdom £36,000.00-£36,000.00 8 hours ago Slough, England, United Kingdom 15 hours ago Planning Information and Monitoring Officer, LB RICHMOND UPON THAMES & LB WANDSWORTHWandsworth, England, United Kingdom 1 week ago London, England, United Kingdom 1 month ago London, England, United Kingdom 3 hours ago City Of London, England, United Kingdom 5 days ago Team Assistant – Ongoing Temp | Private Equity | Immediate Start | MayfairLondon Area, United Kingdom £27,000.00-£27,000.00 6 hours ago London, England, United Kingdom 5 days ago Stanmore, England, United Kingdom 1 month ago Greater London, England, United Kingdom 1 week ago East Molesey, England, United Kingdom 3 weeks ago We’re unlocking community knowledge in a new way. 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