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Join to apply for theCompliance Monitoring Officerrole atmyGwork - LGBTQ+ Business Community 2 days ago Be among the first 25 applicants Join to apply for theCompliance Monitoring Officerrole atmyGwork - LGBTQ+ Business Community Get AI-powered advice on this job and more exclusive features. This job is with St. James's Place, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly.What You'll Be DoingWe are looking for a dedicated and detail-oriented individual to join the Compliance Monitoring Team within the Risk & Compliance Division. Based in Cirencester or Bristol with hybrid working, this role is integral to the delivery of second-line assurance activity, contributing to our strong compliance culture across SJP. The role focuses on providing independent, risk-based assessments of key business areas to ensure fair customer outcomes and effective control environments, in line with FCA and PRA expectations.Key ResponsibilitiesDeliver high-quality compliance monitoring activity in line with the annual Compliance Monitoring Plan, covering key areas such as advice suitability, corporate policy adherence, third-party administrators, and training and competence. Perform thematic and ongoing reviews, ensuring timely follow-up on agreed actions with business stakeholders. Support reporting to senior management, contribute to project work, and assist in procedural development and staff training within the Compliance function. Maintain an understanding of regulatory requirements, including Consumer Duty and other key FCA standards, and how they apply across the business. Analyse and interpret data using tools such as Power BI and Excel to support monitoring work.Who We're Looking ForYou are someone who thrives on delivering meaningful second-line assurance that supports continuous improvement and effective regulatory compliance. You bring energy, curiosity, and a collaborative mindset to help shape a strong compliance culture. You'll be analytical, organised, and capable of distilling regulatory insights into clear, actionable findings. Whether you're progressing your career within compliance or seeking a new challenge, this role offers the opportunity to deepen your regulatory knowledge in a dynamic environment.EssentialSkills & Experience:Experience in first or second-line compliance roles, ideally in wealth management or financial advice. Working knowledge of key FCA regulatory frameworks (e.g. PRIN, SYSC, COBS). Demonstrable experience of compliance monitoring or related assurance activities. Excellent verbal and written communication skills, with the ability to write concise and clear reports. Proficiency in data handling and analysis, with skills in Excel and/or Power BI. Working towards, or holding, a relevant financial advice qualification (e.g. CII, CISI Level 4 or equivalent).DesirableUnderstanding of the Three Lines of Defence model.Seniority levelSeniority level Entry level Employment typeEmployment type Full-time Job functionJob function Other Referrals increase your chances of interviewing at myGwork - LGBTQ+ Business Community by 2x Sign in to set job alerts for “Monitoring Officer” roles.Cirencester, England, United Kingdom 3 days ago Swindon, England, United Kingdom 23 hours ago Swindon, England, United Kingdom 1 week ago Cirencester, England, United Kingdom 1 day ago Tewkesbury, England, United Kingdom 1 month ago Tewkesbury, England, United Kingdom 1 month ago Tewkesbury, England, United Kingdom 1 month ago Depot Operations Administrator - 12 Month Fixed Term ContractGloucester, England, United Kingdom 2 days ago Gloucester, England, United Kingdom 1 week ago Customer and Events Support AdministratorCirencester, England, United Kingdom 2 weeks ago Customer and Events Support AdministratorCirencester, England, United Kingdom 4 days ago Woodmancote, England, United Kingdom 1 week ago Tewkesbury, England, United Kingdom 4 days ago Technical Administrator - VTR UK StaffingDefence Modelling & Simulation Office (DMSO) Business Support Officer (BSO)Customer and Events Support AdministratorCirencester, England, United Kingdom 2 weeks ago Chipping Sodbury, England, United Kingdom 1 week ago Tewkesbury, England, United Kingdom 1 day ago Burford, England, United Kingdom 3 days ago Operations Co-Ordinator (Client Transfers)Cirencester, England, United Kingdom 1 day ago Burford, England, United Kingdom 1 week ago Swindon, England, United Kingdom 1 month ago Chipping Sodbury, England, United Kingdom 1 week ago Barnsley, England, United Kingdom 1 week ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.#J-18808-Ljbffr