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Job Title


Compliance and Suitability Officer


Company : Bruin


Location : wakefield, yorkshire and the humber


Created : 2025-09-14


Job Type : Full Time


Job Description

Compliance and Suitability – Front Office We are seeking a Risk & Control Officer to join a Front Office team. This role is central to ensuring portfolios and client advice meet regulatory requirements and deliver good client outcomes.Key responsibilities:Monitor suitability of discretionary investment and wealth planning services.Support development of monitoring processes, MI, and KPIs.Provide guidance on suitability matters to front office staff.Collaborate with compliance, risk, and other teams on control initiatives.Contribute to efficiency improvements, data use, and automation.About you:Experience in discretionary or advisory investment management (retail clients).Strong knowledge of FCA suitability rules and investment products.Excellent communication, influencing, and relationship-building skills.Detail-focused, client-centric, and self-motivated.