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Compliance Officer Iii Jobs New York City NY

Senior Portfolio Compliance ... Created : 2018-09-16
The Compliance Search Group, LLC - New York City, NY

Overview Summary An asset management firm is seeking a Senior Portfolio Compliance Surveillance Professional. This role is ...

Senior Compliance Associate - ... Created : 2018-09-16
The Forum Group - New York City, NY

The core responsibilities of the Guidelines and Restrictions team are: 1) monitoring investment guideline compliance for ...

Compliance Officer - Alternatives Created : 2018-09-16
The Goodkind Group - New York City, NY

The ideal candidate will have over 7 years of relevant compliance experience at an Investment Management firm where they worked ...

VP Compliance Regulatory Inquiries Created : 2018-09-16
Linium Resources - New York City, NY

• Handle the receipt, response, and follow-up for regulatory inquiries and examinations • Field verbal and written inquiries from ...

Cohen & Steers - New York City, NY

Major Responsibilities/Activities: • Performs timely review and approval of all marketing materials and communications utilizing ...

The Forum Group - New York City, NY

Responsibilities: Review marketing materials (primary responsibility) Liaise between marketing compliance associates in each ...

Twenty Recruitment Group US - New York City, NY

You will be responsible for providing tailored compliance and regulatory support to SEC registered & unregistered investment ...

ABC Compliance Project Manager Created : 2018-09-16
enableIT LLC - New York City, NY

Our banking client is hiring for the following role in NYC; Responsibilities include, but are not limited to: Assist in ...

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The Forum Group - New York City, NY

Responsibilities will include: Managing the local compliance program for this business area in a manner designed to meet ...

BankUnited, N.A. - New York City, NY

SUMMARY: Assist the Commercial Credit Review Group Manager in conducting an ongoing objective and independent assessment of the ...


Compliance Officer Iii