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Compliance Officer Iii Jobs New York City NY

AVP Tax Reporting & Compliance Created : 2018-07-13
Barclays - US - New York City, NY

Overall purpose of role The primary functions of the position will be preparing income tax provisions for a number of Barclays' entities for reporting and forecasting purposes. Role ...

VP Audit - Compliance (AML) Created : 2018-07-15
Barclays - US - New York City, NY

Overall purpose of role Work collaboratively with others in BIA to develop strong independent client relationships, to be a respected voice. You are responsible for delivery of audits/...

RSM - New York City, NY

We are seeking an experienced consultant with AML Model Validation experience in our New York City office, who will execute technical and data validation related activities for model ...

Popular Bank - New York City, NY

Compliance Officer - Regulatory Risk Testing Apply now » Apply now Start apply with LinkedIn Start apply with Facebook Apply Now Start Please wait... Date: Jun 5, 2018 Location: New York, ...

Axegine - New York City, NY

Title: Compliance and Operations Associate (full time)Location: New York, NYWe are looking for a bright, motivated Compliance and Operations Associate to join our next-generation electronic ...

S&P Global - New York City, NY

JobDescription : The Senior Analyst in the Control room will be responsible for supervising and driving the effectiveness of the Global electronic communications-monitoring program. A ...

Prime Derivatives Services ... Created : 2018-07-16
Credit Suisse - New York City, NY

We Offer CCRO Division provides Compliance support to all business divisions across all regions of the bank. Our goal is to protect the reputation of Credit Suisse by ensuring that ...

The Forum Group - New York City, NY

Key responsibilities will include:  Maintain policies and procedures related to personal trade clearance, gifts and entertainment approvals, and other central compliance functions  Review ...

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Lead Manager, Compliance and ... Created : 2018-07-16
BNY Mellon Investment Management - New York City, NY

Responsible for managing the review and/or approval of marketing communications for the broker-dealer and multiple affiliated Investment Advisors. Must have a broad knowledge and awareness ...

The Forum Group - New York City, NY

Oversee and administer the Code of Ethics and Personal Trading Compliance program: Manage team to ensure requirements are met Preclearance, Post Trade Monitoring and Employee Certifications ...


Compliance Officer Iii