Capital Markets Compliance Manager Jobs New York, NY

Branch Manager

Clean Harbors - Bellmore, NY

Clean Harbors in North Amityville, NY is seeking a Field Services Branch Manager to manage overall branch operations, including ensuring safe, ...

Created: 2024-04-17

$16 - $35/Hr Capital Markets Compliance Manager (Hiring)

Generic - New York City, NY

Now Hiring - Great pay & Benefits. Click to Apply

Created: 2024-04-06

Associate Director, Product Management

Invesco - New York City, NY

As one of the world's leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives.Maximise ...

Created: 2024-04-25

Director, Compliance Marketing Review

Guggenheim Partners - New York City, NY

Position SummaryAll the relevant skills, qualifications and experience that a successful applicant will need are listed in the following ...

Created: 2024-04-25

Director- Equity Capital Markets Compliance Advisor

BNP Paribas - New York City, NY

ï»¿Business Overview:We are conducting a search for an experienced Compliance Officer to cover the Equity Capital Markets ("ECM") business for ...

Created: 2024-04-18

Analyst, Capital Markets

Cohen & Company Capital Markets - New York City, NY

ï»¿About Cohen & Company Capital Markets:Cohen & Company Capital Markets ("CCM") was established in 2021 with a firm commitment to providing ...

Created: 2024-04-21

Compliance Manager

Solomon Page - New York City, NY

ï»¿We are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-service, integrated ...

Created: 2024-04-20

Project Manager

Matlen Silver - New York City, NY

Job Title: Project ManagerDuration: 18 monthsLocation: Midtown Manhattan, NYC (Hybrid remote 3 days onsite)Pay Scale: $65-70/hr W2 (Cannot ...

Created: 2024-04-25

Audit Associate, Capital Markets and Operations

Crédit Agricole CIB - New York City, NY

ï»¿Summary of the position The Audit Associate performs, under the supervision of a Lead Auditor, assessments of the audited activity within the ...

Created: 2024-04-18

Capital Markets Associate

Global X ETFs - New York City, NY

ï»¿Global X ETFs, the New York-based provider of Exchange Traded Funds and Great Place to Work® Certified company, is seeking a Capital Markets ...

Created: 2024-04-20